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Posted Mar 19, 2008

DB2 9 for Linux, UNIX, and Windows: DBA Guide, Reference, and Exam Prep (6th Edition) - Page 2

By Staff

The DB2 for Linux, UNIX, and Windows Data Server

In the distributed environment, DB2 is available in a number of different packaging options, called editions. Furthermore, DB2 is also available as part of other packages that contain additional features and tooling rather than just the base data services provided by DB2.

The mainstream DB2 editions are shown in Figure 1–5:

Figure 1–5
The distributed DB2 family

For the most part, each edition builds on its child in this hierarchy. For example, if a feature or functionality is available in DB2 Workgroup Edition, it's likely that it's also a part of a higher-level edition, like DB2 Enterprise Edition.

Note - The packaging and licensing of the DB2 product is very dynamic in nature. This chapter details how DB2 is licensed and packaged as of the time this book was written and is consistent with the focus area of the certification exam. Subsequent point releases could conflict with the information in this chapter, but the exam questions only change with versions.

DB2 Everyplace Edition

DB2 Everyplace (DB2e) is a tiny "fingerprint" database that's about 350K in size. It is designed for low-cost, low-power, small form-factor devices such as personal digital assistants (PDAs), handheld personal computers (HPCs), and embedded devices. DB2e runs on a wide variety of handheld devices, with support for Palm OS 5.x, Windows Mobile 2003 for Pocket PC, Windows Mobile 2005 for Pocket PC, Windows CE.NET, traditional Windows desktop platforms, Symbian OS Version 7/7s, QNX Neutrino 6.2, Linux distributions running with the 2.4 or 2.6 kernel, embedded Linux distributions (like BlueCat) running with the 2.4 or 2.6 kernel, and more.

Note - DB2e also goes by the name Mobility on Demand; if you buy DB2e through an add-on feature pack for DB2 Enterprise Edition (discussed later in this chapter), it's called Mobility on Demand. If you purchase this product on its own, it's known as DB2 Everyplace.

The SQL API used to develop DB2e applications is a subset of that used for building full-fledged DB2 data server applications. This means that enterprise applications, for the most part, can be easily extended to include mobile devices. More importantly, it means that if you have DB2 skills, you have DB2e skills. In addition, DB2e is extremely flexible for developers, with support for Open Database Connectivity (ODBC), Java Database Connectivity (JDBC), .NET (including the ADO.NET 2.0 API), and the DB2 Call Level Interface (CLI) APIs.

DB2e is a very simple-to-use data server that requires virtually no maintenance. Typical database administrator (DBA) operations like reorganizations and statistics collection are all performed automatically. Another nice thing about developing DB2e applications is that the database engine is platform independent, so it provides flexibility: You can seamlessly move DB2e databases between devices. For example, you could move a DB2e database populated on a Pocket PC device to a Symbian smartphone, or whatever other supported device you have, without the need to do anything. This feature, coupled with the rich support for application development, enables developers to quickly build, deploy, and support mobile applications on all platforms.

DB2e is available in two editions: DB2 Everyplace Database Edition (DB2e DE) and DB2 Everyplace Enterprise Edition (DB2e EE). The database component of DB2e DE is the same as DB2e EE; however, DB2e DE has no synchronization middleware to extend or synchronize data to back-end enterprise data servers (although it does come with command line-based import and export utilities). DB2e DE is primarily used for applications that require an embedded database or a local relational storage facility that is exposed to endusers through some sort of application (they never really see the database) yet have stringent footprint requirements because of the device.

DB2e EE distinguishes itself from DB2e DE in that it comes with a data synchronization component called the DB2e Synchronization Server (DB2e Sync Server). The DB2e Sync Server allows you to manage subscriptions and security controls for data that is distributed wirelessly to your hand-held devices and manage data changes on the client devices back into the data center. The DB2e Sync Server also comes with facilities for conflict resolution, application deployment, device identification controls, management policies, and more.

The DB2e Sync Server can synchronize DB2e and Apache Derby/IBM Cloudscape data servers with back-end JDBC-enabled compliant data servers (for example, DB2, Oracle, Informix, SQL Server, and so on). In addition, there is a special DB2 family synchronization adapter that uses the Data Propagator (DPROPR) SQL-based replication technology (which is included in the distributed version of DB2).

The number of concurrent synchronizations that the DB2e Sync Server can support is dependent on the hardware configuration of that server, the associated workload, and data change rates. If you need to scale to handle very large concurrent synchronizations, you can install any Java application server (like IBM WebSphere Application Server). DB2e also supports enhanced scalability and high-availability through its support for DB2e Sync Server farm configurations that allow you to cluster a number of DB2e Sync Servers to provide load balancing and high-availability services.

Figure 1–6
A DB2e Enterprise Edition environment

In Figure 1–6 you can see the flow of data in a DB2e EE environment. For example, data is pulled from a database in Tier 3 (the far right of the figure) and placed on a mobile device in Tier 1 (the far left). Tier 1 is typically composed of occasionally connected clients that operate on data and then use the services provided by Tier 2 (the middle of the figure where the DB2e Sync Server resides) to push those changes back to Tier 3. Tier 2 handles issues like conflict remediation and subscription management to ensure that the data quality is maintained throughout its lifecycle until it's at rest.

Apache Derby/IBM Cloudscape

In 2005, IBM donated $85 million worth of relational database management system (RDBMS) code to the open source community, and the Apache Derby database was born. Apache Derby and IBM Cloudscape are the same databases; the difference is that IBM Cloudscape is sold by IBM with IBM's award-winning 24*7 support and has some add-on features as well.

If you hadn't heard of IBM Cloudscape before the donation news, you'll probably be surprised to learn how many partners, customers, and software packages use this data server. In fact, more than 80 different IBM products use the IBM Cloudscape data server for its portability, easy deployment, open standards-based Java engine, small footprint, and more. IBM Cloudscape is a component that is transparent to products such as WebSphere Application Server, DB2 Content Manager, WebSphere Portal Server, IBM Director, Lotus Workplace, and many others.

IBM Cloudscape is a Java-based RDBMS that has a 2MB footprint. It's compatible with DB2, supports advanced functions (such as triggers and stored procedures), is easy to deploy, and requires no DBA effort. These same characteristics hold true for the open source Apache Derby as well.

We chose to include the Apache Derby/IBM Cloudscape data servers in this discussion because their SQL API is 100% compatible with the DB2 data server editions in Figure 1–5. This means that you can take any Apache Derby/IBM Cloudscape database and application and move it to a full-fledged DB2 data server if you need more scalability, or you need to take advantage of features that aren't found in these data servers. In fact, a component of DB2 9, called the DB2 Developer Workbench, provides a built-in facility to migrate Apache Derby/IBM Cloudscape schemas and data to a DB2 data server.

DB2 Personal Edition

DB2 Personal Edition (DB2 PE) is a full-function database that enables single users to create databases on their workstations. Since it's limited to single users (it doesn't support inbound client request for code), it's generally not referred to as a data server (although the DB2 engine behind DB2 PE is that same DB2 engine for all editions in Figure 1–5). This product is only available on Linux and Windows. DB2 PE can also be used as a remote client to a DB2 data server. Applications written to execute on DB2 PE are fully portable to the higher-level editions of the DB2 family in Figure 1–5.

DB2 PE is often used by end users requiring access to local and remote DB2 databases, or developers prototyping applications that will be accessing other DB2 databases. In addition, since it includes the pureXML technology free of charge, DB2 PE is also a good choice for those looking to acquire DB2 9 pureXML skills. In many cases, because it includes replication features, DB2 PE is used for occasionally connected applications (like field research, sales force automation, and so on) where a richer feature set is required than what's offered by DB2e or Apache Derby/IBM Cloudscape.

The DB2 Express and DB2 Workgroup Editions

Both DB2 Express Edition (DB2 Express) and DB2 Workgroup Edition (DB2 Workgroup) offer the same functions, features, and benefits; they are differentiated only with regard to licensing restrictions, which have a direct affect on the amount of scalability and performance that can be derived from each.

This section will detail these editions, point out differences where they exist, and describe the set of add-on feature packs that you can purchase to extend the scalability, capability, and availability of these data servers.

DB2 Express Edition

DB2 Express is a full-function, Web-enabled client/server RDBMS. DB2 Express is only available for Windows- and Linux-based workstations (unlike DB2 Workgroup). DB2 Express provides a low-cost, entry-level server that is intended primarily for small business and departmental computing. As previously mentioned, it shares the same functions and features as DB2 Workgroup, but is mainly differentiated from DB2 Workgroup by the amount of memory available on the server and the server's Value Unit (VU) rating (which equates to the power of a server's processor cores) on which it can be installed.

DB2 Express can be licensed using the VU methodology, which applies a per-VU charge for the VU rating of a server, or by an Authorized User metric. A DB2 Express server cannot use more than 4 GB of RAM on the server where it is installed. Authorized Users represent individual users that are registered to access the services and data of a single DB2 data server in the environment. For example, if you had a user that needed to access two different DB2 Express 9 data servers and wanted to license this environment with Authorized Users, that single user would require two DB2 Express Authorized User licenses (one for each server).

You can also license DB2 Express using the VU model. No matter what licensing methodology you choose, you cannot install DB2 Express on a server with more than 200 VUs.

Note - In September 2006, IBM Software Group (IBM SWG) announced a new licensing mechanism called Value Units (VUs) — for those seeking to deploy software for Internet use, or across environments where it isn't possible or feasible to identify users. Previous to this announcement, IBM SWG used to license its software products via a processor license. With the advent of dual core processors, each with different attributes, IBM converted the aggregated processor licensing metric to the more granular VU model. In this model, a core is converted to a number of VUs (referred to as the VU rating of the server) for which you are required to purchase the corresponding amount of VUs for the software you want to license. For example, an Intel dual core processor coverts to 50 VUs per core. If you had a two-way Intel dual core server, you'd have to buy 200 VUs of DB2. You can learn more about VU licensing at

DB2 Express can play many roles in a business. It is a good fit for small businesses that need a full-fledged relational data server. A small business may not have the scalability requirements of some more mature or important applications, but they like knowing they have an enterprise quality data server backing their application that can easily scale (without a change to the application) if they need it to. As noted, an application written for any edition of DB2 is transparently portable to another edition on any distributed platform

DB2 Express-C: The Little Data Server that Could

DB2 Express-C isn't considered a "real" edition of DB2; however, we chose to include it here because it's very likely the case that this is the copy of DB2 that you're using to learn DB2.

DB2 Express-C is a free data server offering from IBM that you can download from or order for free as part of the DB2 9 Discovery Kit. At the heart of the DB2 Express-C is the same scalable and robust data engine that you'll find in the other editions covered throughout this chapter. DB2 Express-C is optimized for two-way dual core servers with no more than 4 GB of memory. Because of the specific optimization in the code base for this architecture, many consider these the "license limitations" for this product.

DB2 Express-C was designed for the partner and development communities, but as you get to know this version, you'll realize it has applicability almost anywhere: as a student trying to learn or get certified in DB2, a hobbyist, and even large enterprises will find this product useful in their environments.

A defining characteristic of DB2 Express-C is that it's generally considered to be a no limits data server. DB2 Express-C doesn't have the limits that are typically associated with other competitor's free offerings (ironically, they also carry the Express moniker). For example, there is no database size limit with DB2 Express-C, you can address a 64-bit memory architecture, there are no limits on concurrency or on built-in self-managing features, and more. Where limits do exist, they are more than generous for the workloads for which DB2 Express-C has been optimized to run.

The main features that are not included in DB2 Express-C when compared to DB2 Express are:

  • Support for high-availability clustering

  • The ability to enhance the capabilities of the core data server using add-on feature packs (more on these later).

  • Replication Data Capture

  • 24x7 IBM Passport Advantage support model (a special packaging of DB2 Express-C, called DB2 Express-C Fixed Term License, offers this support for DB2 Express-C servers, but details on this option are outside the scope of this book).

If you want to use any of these features in your environment, you need to, at a minimum, purchase DB2 Express.

For the most part, all of the features found in DB2 Express-C are also available in any of the higher editions found in Figure 1–5. The exception for this product is the pureXML component. To help proliferate and grow XML skills across the database community, IBM generously decided to make this feature available for free with the DB2 Express-C data server. You'll note as you read this chapter that this feature is a chargeable add-on feature pack for all other DB2 data servers.

DB2 Workgroup Edition

DB2 Workgroup is also a full-function, Web-enabled client/server database. Unlike its DB2 Express-C and DB2 Express counterparts, it is available on all supported flavors of UNIX (AIX, HP-UX, and Solaris), Linux, and Windows — this is the main non-resource differentiator between DB2 Workgroup and DB2 Express.

DB2 Workgroup provides a low-cost, entry-level server that is intended primarily for small business and departmental computing. DB2 Workgroup supports all the same features as DB2 Express. Additional features and capabilities can also be added, via feature packs, without having to purchase DB2 Enterprise.

DB2 Workgroup can be licensed using the same options as DB2 Express — it only differs with respect to the architecture limits, which in turn optimize it for specific workloads. For example, the RAM limit for DB2 Workgroup is 16 GB, which is four times the amount you are entitled to use with a DB2 Express data server (which generally translates into better performance, or more supported users). The VU restriction is also more generous. DB2 Workgroup cannot be installed on a server that has a rating of more than 400 VUs, whereas the limit for DB2 Express is 200 VUs. DB2 Workgroup can also be licensed via the Authorized User model and shares the same minimum (five Authorized User licenses) as DB2 Express.

Note - In DB2 8 there were two types of Workgroup Editions in the DB2 lineup: DB2 Workgroup Server Edition (DB2 WSE) and DB2 Workgroup Unlimited Edition (DB2 WSUE). DB2 WSE was licensed by a concurrent or named user license, in addition to a base server license. DB2 WSUE was licensed by a processor metric. In DB2 9, these editions merged into one edition: DB2 Workgroup. The named user and server licenses have been replaced by the simplified Authorized User model and the processor license using the VU metric.

DB2 Workgroup can play many roles in a business. It's a good fit for small- or medium-sized businesses (SMBs) that need a full-fledged relational data server that is scalable and available over a wide area network (WAN) or local area network (LAN). DB2 Workgroup is also useful for enterprise environments that need silo servers for lines of business, or for departments that need the ability to scale in the future. As previously noted, an application written for any edition of DB2 is transparently portable to another edition on any distributed platform.

Add-on Feature Packs for DB2 Express and DB2 Workgroup Editions

DB2 Express and DB2 Workgroup come with the unique flexibility to add enterprise-like services (generally found in DB2 Enterprise) without having to buy a more expensive edition of DB2. Generally the price of these feature packs is such that if you only need one or two specific features, you can save money by purchasing the appropriate feature packs instead of purchasing DB2 Enterprise (as long as you remain within the architectural limitations of the DB2 edition you are implementing). This isn't the case with other competitive data server offerings.

Features Packs for DB2 Express and DB2 Workgroup are licensed in the same manner as the underlying data server. In other words, if you licensed your DB2 Express data server using the VU metric, you have to license any add-on feature packs using the VU metric as well.

The following feature packs are available for DB2 Express and DB2 Workgroup data servers:

  • Workload Management Feature Pack

  • Allows you to use the Connection Concentrator and the DB2 Governor, as well as install DB2 Query Patroller on a DB2 Express or DB2 Workgroup data server.

    The Connection Concentrator is useful for applications where multiple transient connections perform a limited amount of work in intervals. For example, think about a Web-based application where you browse around and selectively choose items to buy. You may be logged onto the system for a longer period of time while you browse potential items you wish to buy, but you're not making the data server work all the time because you're likely reading the page rather than continually clicking buttons. Concentrating a data server connection improves performance by allowing many more client connections to be processed efficiently, and it also reduces the memory used for each connection. This capability is part of a base DB2 Enterprise installation.

    The DB2 Governor, also included by default with DB2 Enterprise, is used to reactively monitor the behavior of applications that run against a DB2 data server. Using the DB2 Governor, you can alter the behavior of applications or the data server by taking corrective actions in response to thresholds that you define in a configuration file. For example, if an application is using too much CPU, you can set a rule that when this threshold is breached, the application is terminated or given less CPU priority.

    DB2 Query Patroller (DB2 QP) is used to proactively manage the workload of a data server, the opposite of the reactive DB2 Governor. With DB2 QP, you can define a set of user and group business policies that are proactively monitored. For example, if a user submitted a query that the optimizer estimated would cost 1,000,000 timerons, and you set a business rule stating that no queries can be larger than 100,000 timerons, DB2 QP would stop this query from being processed on the data server. You can also use DB2 QP to perform charge-back accounting because it tracks valuable usage information (this information can also be used for performance tuning and more). DB2 QP is detailed in the "DB2 Query Patroller" section later in this chapter.

  • Performance Optimization Feature Pack

  • Makes available the use of materialized query tables (MQTs), multi-dimensional clustering (MDC) tables, and query parallelism for DB2 Express and DB2 Workgroup servers. All of these features are used to provide exceptional performance and are part of a base DB2 Enterprise installation.

    DB2 comes with a number of high-performance objects and capabilities that allow it to scale to hundreds of thousands of users and into the millions of transactions per minute or queries per hour. This feature pack provides the ability to create MDC tables and MQTs in your DB2 Express and DB2 Workgroup data servers. These objects provide immense benefits for applications running on DB2. In fact, we'd say that some of the most important components for any high-performing application are part of this feature pack. (If you're running a data warehouse be sure that you know what MDCs and MQTs are.) If you're looking to really boost the performance of an application running on the smaller servers for which DB2 Express and DB2 Workgroup were made, this feature pack has components that could prove very valuable to your business.

  • High-Availability Feature Pack

  • Gives DBAs a free two-node license of Tivoli System Automation (TSA) for high-availability failover clustering, the ability to run online table reorganizations, and the High-Availability Disaster Recovery (HADR) feature. All of the features in this feature pack are part of a base DB2 Enterprise installation.

    HADR is a high-availability feature that provides a database availability protection plan that is very simple to set up and use. The best part about HADR is that you set it up with mere clicks of a button. The online table reorganization capability, as its name implies, allows you to reorganize tables online. Finally, this feature pack includes a two-node cluster license for Tivoli System Automation (TSA) for AIX and Linux — you can use it to cluster together your servers for high-availability or to automate the failover of an HADR environment.

  • pureXML Feature Pack

  • Provides the ability to create pureXML columns in a DB2 Express or DB2 Workgroup data server and use an associated set of XML services when working with this data.

    You might be confused about the DB2 XML Extender (covered later in the "DB2 Extenders" section) and the pureXML add-on feature pack that's available in DB2 9. The DB2 XML Extender provides the XML capabilities that were part of the DB2 8 release. In contrast, the pureXML feature enables DB2 servers to exploit the new hybrid storage engine that stores XML naturally in DB2 9. The performance, usability, flexibility, and overall XML experience of pureXML can't even be compared to the older DB2 XML Extender technology; however, the DB2 XML Extender is still shipped in DB2 9 free-of-charge. If you are planning to use XML in your data environment we strongly recommended you use the pureXML feature.

    The pureXML feature lets you store XML in a parsed tree representation on disk, without having to store the XML in a large object or shred it to relational columns as you are forced to with the DB2 XML Extender. This can be very beneficial for applications that need to persist XML data. Access to XML data via the pureXML feature pack is a very natural experience; for example, you can use SQL or XQuery to get to relational or XML data.

    The pureXML feature also has facilities to store XML Schema Definition (XSD) documents in a native XML Schema Repository (XSR) service. It also supports schema annotations for document shredding, validation services, and more.

    Note - DB2 9 supports the shredding of XML data to relational in the same manner as the DB2 XML Extender, but it uses a different and far superior technology to do it. You may want to shred your XML to relational for any number of reasons, such as when the XML data is naturally tabular. To shred XML to relational using the DB2 XML Extender, you have to hand-generate Document Access Definition documents that map nodes to columns, and so on. With DB2 9, even without the _pureXML feature, you can use the DB2 Developer Workbench (covered later in this chapter) to shred your data and automate the discovery of these mappings. The new mechanism in DB2 9 is also significantly faster than the DB2 XML Extender method.

  • Homogeneous Federation Feature Pack

  • Provides the ability to create nicknames across the DB2 family of data servers. This feature allows developers to build applications that access DB2 tables that reside on different platforms without regard to their location. For example, you could use this feature to easily create an application that performs a join of data that resides on a DB2 for i5/OS data server with one that's running on DB2 for Windows. Even if you were working within an integrated development environment (IDE) such as IBM Rational Application Developer or Microsoft Visual Studio 2005, you still wouldn't be able to tell where each table actually resides — which is the whole point. The capability of this feature pack is a subset of the WebSphere Federated Server product covered later in this chapter.

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